Persistence

Participant and domain nodes both require storage configurations. Both use the same configuration format and therefore support the same configuration options. There are three different configurations available:

1. Memory - Using simple, hash-map backed in-memory stores which are deleted whenever a node is stopped.
2. Postgres - To use with the open source relational database Postgres.
3. Oracle - To use with Oracle DB (Enterprise only)

In order to set a certain storage type, we have to edit the storage section of the particular node, such as canton.participants.myparticipant.storage.type = memory. Memory storage does not require any other setting.

For the actual database driver, Canton does not directly define how they are configured, but leverages a third party library (slick) for it, exposing all configuration methods therein. If you need to, please consult the respective detailed documentation to learn about all configuration options if you want to leverage any exotic option. Here, we will only describe our default, recommended and supported setup.

It is recommended to use a connection pool in production environments and consciously choose the size of the pool.

Please note that Canton will create, manage and upgrade the database schema directly. You don’t have to create tables yourselves.

Consult the reference config directory to get a set of configuration files to set your nodes up.

Postgres

Our reference driver based definition for Postgres configuration is:

# Postgres persistence configuration mixin
#
# This file defines a shared configuration resources. You can mix it into your configuration by
# refer to the shared storage resource and add the database name.
#
# Example:
#   participant1 {
#     storage = ${_shared.storage}
#     storage.config.properties.databaseName = "participant1"
#   }
#
# The user and password is not set. You want to either change this configuration file or pass
# the settings in via environment variables POSTGRES_USER and POSTGRES_PASSWORD.
#
_shared {
    storage {
        type = postgres
        config {
            dataSourceClass = "org.postgresql.ds.PGSimpleDataSource"
            properties = {
                serverName = "localhost"
                # the next line will override above "serverName" in case the environment variable POSTGRES_HOST exists
                # which makes it optional
                serverName = ${?POSTGRES_HOST}
                portNumber = "5432"
                portNumber = ${?POSTGRES_PORT}
                # user and password are equired
                user = ${POSTGRES_USER}
                password = ${POSTGRES_PASSWORD}
            }
        }
        parameters {
            # If defined, will configure the number of database connections per node.
            # Please note that the number of connections can be fine tuned for participant nodes (see participant.conf)
            max-connections = ${?POSTGRES_NUM_CONNECTIONS}
            # If true, then database migrations will be applied on startup automatically
            # Otherwise, you will have to run the migration manually using participant.db.migrate()
            migrate-and-start = false
            # If true (default), then the node will fail to start if it can not connect to the database.
            # The setting is useful during initial deployment to get immediate feedback when the
            # database is not available.
            # In a production setup, you might want to set this to false to allow uncoordinated startups between
            # the database and the node.
            fail-fast-on-startup = true
        }
    }
}

You may use this configuration file with environment variables or adapt it accordingly. More detailed setup instructions and options are available in the Slick reference guide. The above configurations are included in the reference config/storage folder and are sufficient to get started.

SSL

This snippet shows how ssl can be configured for Postgres. You can find more information about the settings in the (postgres documentation):

_shared {
  storage {
    type = postgres
    config {
      dataSourceClass = "org.postgresql.ds.PGSimpleDataSource"
      properties = {
        serverName = "localhost"
        serverName = ${?POSTGRES_HOST}
        portNumber = "5432"
        portNumber = ${?POSTGRES_PORT}
        user = ${POSTGRES_USER}
        password = ${POSTGRES_PASSWORD}
        # The following settings can be used to configure an SSL connection to the Postgres DB
        ssl = true
        # Will verify that the server certificate is trusted
        sslmode= "verify-ca" # Other options and their meaning can be found https://jdbc.postgresql.org/documentation/head/ssl-client.html

        # Optionally set with path to root certificate. Not necessary if the server certificate can be verified using the JRE root certificates
        # sslrootcert = "path/to/root.cert"

        # For mTLS:
        # sslcert= "path/to/client-cert.pem"
        # sslkey= "path/to/client-key.p12"
      }
    }
  }
}

Note that all configuration properties for the database will be propagated to the Ledger API JDBC URL.

Sizing and Performance

Note that your Postgres database setup requires appropriate tuning to achieve the desired performance. Canton is database heavy. This section should give you a starting point for your tuning efforts. You may want to consult the troubleshooting section on how to analyze whether the database is a limiting factor.

This guide can give you a starting point for tuning. Ultimately, every use case is different and the exact resource requirements cannot be predicted, but have to be measured.

First, ensure that the database you are using is appropriately sized for your use case. The number of cores depends on your throughput requirements. The rule of thumb is:

• 1 db core per 1 participant core.
• 1 participant core for 30-100 ledger events per second (depends on the complexity of the commands).

The memory requirements depend on your data retention period and the size of the data you are storing. Ideally, you monitor the database index cache hit/miss ratio. If your instance needs to keep on loading indexes from the disk, performance suffers. It might make sense to start with 128GB, run a long-running scale & performance test, and monitor the cache hit/miss ratio.

Most Canton indexes are contract-id based, which means that the index lookups are randomly distributed. Solid state drives with high throughput perform much better than spinning disks for this purpose.

Postgres Configuration

For Postgres, the PGTune online tool is a good starting point for finding reasonable parameters (use online transaction processing system), but you need to increase the settings of shared_buffers, checkpoint_timeout and max_wal_size, as explained below.

Beyond the initial configuration, note that most indexes Canton uses are “hash based”. Therefore, read and write access to these indexes is uniformly distributed. However, Postgres reads and writes indexes in pages of 8kb, while a simple index might only be a couple of writes. Therefore, it is very important to be able to keep the indexes in memory and only write updates to the disk from time to time; otherwise, a simple change of 32 bytes requires 8kb I/O operations.

Configuring the shared_buffers setting to hold 60-70% of the host memory is recommended, rather than the default suggestion of 25%, as the Postgres caching appears to be more effective than the host-based file access caching.

Also increase the following variables N times beyond their default: Increase the checkpoint_timeout so that the flushing to disk includes several writes and not just one per page, accumulated over time, together with a higher max_wal_size to ensure that the system does not prematurely flush before reaching the checkpoint_timeout. Monitor your system during load testing and tune the parameters accordingly to your use case. The downside of changing the checkpointing parameters is that crash recovery takes longer.

Oracle

Important

Daml Enterprise license required

An Oracle database can be used as the local persistence for the Canton nodes. The enterprise version of Canton comes with default configuration mixins using Oracle as a database backend.

Persistence using Oracle has the following dependencies:

• Oracle Database 19c - requires version 19.11 or later
• Oracle Text 19c - a plugin schema to oracle database
• Intel x86-64 architecture

Installation and Setup of Oracle

Assuming that Oracle has already been installed, the following configuration aspects and setup steps are required.

Default Character Set and Collations

The database must use the recommended Oracle defaults for character sets and collations:

AL32UTF8 encoding for NLS_CHARACTERSET
AL32UTF8 or AL16UTF16 for NLS_NCHAR_CHARACTERSET
BINARY for NLS_SORT and NLS_COMP

Otherwise, Canton will refuse to connect to the database and log an error message of the form

DatabaseConfigError(Oracle NLS database parameter ... is ..., but should be ...)

In addition to keeping the default database characterset and collations configurations, the Java user language must be set to en and the user country to US (the default on most systems). This can be forced by setting the JAVA_OPTS options via the command line additions -Duser.language=en -Duser.country=US (see JVM Arguments). Otherwise the node at startup may complain about session NLS_SORT or NLS_COMP being different from BINARY by logging these strings:

• DatabaseConfigError(Oracle NLS session parameter NLS_SORT is ..., but should be BINARY)
• DatabaseConfigError(Oracle NLS session parameter NLS_COMP is ..., but should be BINARY)

Database Replication

To allow for recovery from data loss due to catastrophic events at data centers, database replication should be enabled. The technical details of setting up replication are out of scope of this manual. Canton on Oracle assumes that a database transaction is reported as committed only after it has been persisted to all database replicas. Please make sure this is the case to prevent data corruption / data loss in case of a data center failover.

Setup Oracle Schemas

For a simple Oracle-based Canton deployment with one domain and one participant the following Oracle schemas (i.e., users) are required:

Component	Schema name	Description	Authentication
Oracle Domain	DD4ODRUN	Runtime user	Password configured per 2.2.7 Site administrator may change at will (i.e., default password is never hardcoded or assumed)
Participant	DD4OPRUN	Runtime user for Participant Canton component
	DD4OPLEDG	Runtime user for Participant API ledger component

The DD4ODRUN, DD4OPRUN, and DD4OPLEDG users all need the following schema privileges:

• Quota Unlimited
• Create table
• Create type
• Create session
• Create view
• Create procedure
• Create sequence

Run the following commands as the system user (e.g., for the runtime user (DD4OPRUN) provisioning using Oracle SQL*Plus from the command line):

SQL> CREATE USER DD4OPRUN IDENTIFIED BY securepass;
SQL> ALTER USER DD4OPRUN QUOTA UNLIMITED ON USERS;
SQL> GRANT CREATE TABLE, CREATE TYPE, CREATE SESSION, CREATE VIEW, CREATE PROCEDURE, CREATE SEQUENCE, CREATE TRIGGER TO DD4OPRUN;
SQL> GRANT EXECUTE ON SYS.DBMS_LOCK TO DD4OPRUN;
SQL> GRANT SELECT ON V_$MYSTAT TO DD4OPRUN;
SQL> GRANT SELECT ON V_$LOCK TO DD4OPRUN;
SQL> GRANT SELECT ON V_$PARAMETER TO DD4OPRUN;

For additional domain or participant nodes create the corresponding schemas with one schema per node.

If you are getting an error messages like:

ORA-65096: invalid common user or role name

you are most likely logged into the CDB instead of the PDB. Find the right PDB and change the session:

SQL> show pdbs
SQL> alter session SET container = ORCLPDB1;

You can then test whether creating the user worked using sqlplus:

sqlplus -L DD4OPRUN/securepass@ORCLPDB1

Configuring Canton Nodes for Oracle

The following is an example configuration for an Oracle-backed domain for the persistence of its sequencer, mediator, and topology manager nodes. The placeholders <ORACLE_HOST>, <ORACLE_PORT>, and <ORACLE_DB> will need to be replaced with the correct settings to match the environment and <ORACLE_USER> with a unique user for each node:

_shared {
  // Please note that this configuration only applies for domain nodes. Use oracle-participant.conf to run a participant node with Oracle storage
  storage {
    type = oracle
    config {
      driver = "oracle.jdbc.OracleDriver"
      url = "jdbc:oracle:thin:@"${ORACLE_HOST}":"${ORACLE_PORT}/${ORACLE_DB}
      password = ${ORACLE_PASSWORD}
      user = ${ORACLE_USER}
    }
  }
}

The environment variable for ORACLE_PASSWORD needs to be set and exported so that it is accessible for substitution in the configuration files.

The persistence configuration for the Participant is an extended version based on the previous configuration for participant nodes with the addition of the Ledger API JDBC URL string:

include required("oracle.conf")
// note: the ledger api server (part of a canton system) requires a separate schema (user) in oracle
// because of that, you need to set up a second user. here, we assume the second user is set up on the same oracle db
// host using the same password as the participant schema
_shared.storage.parameters.ledger-api-jdbc-url = "jdbc:oracle:thin:"${ORACLE_USER_LAPI}"/"${ORACLE_PASSWORD}"@"${ORACLE_HOST}":"${ORACLE_PORT}/${ORACLE_DB}

Performance Tuning

The following configuration changes serve as an example to tune the performance of Oracle. NOTE: The configuration changes need to be reviewed and adapted to the specific application and environment.

Operating System Modifications

Runtime Kernel Parameters

The recommended Linux kernel is version 5.10 or later. For RHEL systems, a mainline kernel can be installed from ELRepo, as follows:

$ sudo dnf -y install https://www.elrepo.org/elrepo-release-8.el8.elrepo.noarch.rpm
$ sudo rpm --import https://www.elrepo.org/RPM-GPG-KEY-elrepo.org
$ sudo dnf makecache
$ sudo dnf --disablerepo="*" --enablerepo="elrepo-kernel" install -y kernel-ml.x86_64

By default, the Linux kernel default settings are optimized for general-purpose applications, and as such these settings can be unsuitable or even detrimental to the performance and stability of I/O-heavy applications, like databases.

Make the following additions to /etc/sysctl.conf

vm.swappiness = 5
vm.dirty_background_ratio = 5
vm.dirty_background_bytes = 25
vm.nr_hugepages = 200
fs.file-max = 6815744
kernel.sem = 250 32000 100 128
kernel.shmmni = 4096
kernel.shmall = 1073741824
kernel.shmmax = 4398046511104
kernel.panic_on_oops = 1
net.core.rmem_default = 262144
net.core.rmem_max = 4194304
net.core.wmem_default = 262144
net.core.wmem_max = 1048576
net.ipv4.conf.all.rp_filter = 2
net.ipv4.conf.default.rp_filter = 2
fs.aio-max-nr = 1048576
net.ipv4.ip_local_port_range = 9000 65500

Either reboot the database server host or apply the changes to a running server by running the following command from the terminal: sudo sysctl -p. Upon successfully applying the new settings, sysctl will output the newly applied values to the console.

Shared Memory (SHM) Segments

Oracle database works best when it can keep as much working data in memory as possible, shared amongst the different subsystems, running in their own distinct OS-level processes. This memory space is used by the database System Global Area (SGA) for allocating the buffer cache pools, shared and large pools, Java process pools and stream pools, among other functions. To allocate 80% of total system memory (RAM) to the database instance, you need to allocate fractionally more system memory to the shared memory area on the OS level.

Run this command to calculate the allocation size of the SHM:

$ printf "%.0f\n" `echo "(\`grep MemTotal /proc/meminfo | awk '{print $2}'\`/1024)*.82" | bc -s`
105712

Next, update /etc/fstab to ensure the allocation:

$ grep shm /etc/fstab
tmpfs       /dev/shm        tmpfs   rw,nosuid,nodev,size=105712m    0       0

Again, either reboot the database server host, or apply the changes to a running server by remounting the SHM tmpfs filesystem:

$ sudo mount -o remount /dev/shm
Verify the new settings:
$ df -h -BM -P /dev/shm
Filesystem     1048576-blocks   Used Available Capacity Mounted on
tmpfs                 105712M 38912M    66800M      37% /dev/shm

System Container Configuration (CDB)

The System Container stores the system settings and metadata required to manage all user databases. Now modify some of the default performance settings, in multiple stages.

After each stage restart the service from within the sqlplus client, as follows:

SQL> SHUTDOWN;
SQL> STARTUP;
SQL> ALTER PLUGGABLE DATABASE ALL OPEN;
SQL> ALTER SYSTEM REGISTER;

Stage 1: Increase Database Memory Allocation

Allocate 80% of total available system memory to the database instance. First, calculate the value on the command line, as follows:

$ printf "%.0f\n" `echo "(\`grep MemTotal /proc/meminfo | awk '{print $2}'\`/1024)*.8" | bc -s`
103134

From the database client connected to the CDB, set the memory cap, and restart the database:

SQL> ALTER SYSTEM SET MEMORY_TARGET = 103134M SCOPE = SPFILE;

Stage 2: Set Runtime Values

Also allocate 40% of total available system memory to the database’s Program Global Area (PGA). The PGA is a non-shared memory region that is allocated to the CDB when the server starts. The PGA regions are also allocated per-process in the user database, and you will allocate a total amount to be used by all processes.

Again calculate the value on the command line, as follows:

$ printf "%.0f\n" `echo "(\`grep MemTotal /proc/meminfo | awk '{print $2}'\`/1024)*.4" | bc -s`
51462

From the database client connected to the CDB, set the following and restart the database:

SQL> ALTER SYSTEM SET PGA_AGGREGATE_TARGET = 51462M SCOPE = BOTH;
SQL> ALTER SYSTEM SET RESOURCE_LIMIT = FALSE SCOPE = BOTH;
SQL> ALTER SYSTEM SET OPEN_CURSORS = 16000 SCOPE = SPFILE;
SQL> ALTER SYSTEM SET JOB_QUEUE_PROCESSES = 2000 SCOPE = BOTH;
SQL> ALTER SYSTEM SET USE_LARGE_PAGES = TRUE SCOPE = SPFILE;
SQL> ALTER SYSTEM SET SESSION_MAX_OPEN_FILES = 50 SCOPE = SPFILE;
SQL> ALTER SYSTEM SET PARALLEL_DEGREE_POLICY = AUTO SCOPE = BOTH;
SQL> ALTER SYSTEM SET DB_BIG_TABLE_CACHE_PERCENT_TARGET = 20 SCOPE = SPFILE;
SQL> ALTER SYSTEM SET DB_CACHE_SIZE = 8G SCOPE = SPFILE;
SQL> ALTER SYSTEM SET JAVA_POOL_SIZE = 8G SCOPE = SPFILE;
SQL> ALTER SYSTEM SET OPTIMIZER_ADAPTIVE_REPORTING_ONLY = TRUE SCOPE = BOTH;
SQL> ALTER SYSTEM SET OPTIMIZER_ADAPTIVE_STATISTICS = TRUE SCOPE = BOTH;
SQL> ALTER SYSTEM SET OPTIMIZER_CAPTURE_SQL_PLAN_BASELINES = TRUE SCOPE = BOTH;
SQL> ALTER SYSTEM SET OPTIMIZER_SESSION_TYPE = ADHOC SCOPE = SPFILE;
SQL> ALTER SYSTEM SET OPTIMIZER_USE_PENDING_STATISTICS = TRUE SCOPE = BOTH;
SQL> ALTER SYSTEM SET FILESYSTEMIO_OPTIONS = SETALL SCOPE = SPFILE;
SQL> ALTER SYSTEM SET DISK_ASYNCH_IO = TRUE SCOPE = SPFILE;
SQL> ALTER SYSTEM SET PARALLEL_THREADS_PER_CPU = 8 SCOPE = BOTH;
SQL> ALTER SYSTEM SET PARALLEL_DEGREE_LIMIT = IO SCOPE = BOTH;

NOTE: Please avoid setting explicit process and session limits. Oracle will derive intelligent limits for you. If you still need to set explicit limits on your database, please ensure that the limits are sufficiently high for the nodes that you intend to run. We recommend configuring at least 6 times more connections per node than actively used to give sufficient buffer for delayed connection clean-up by Oracle.. The max connection settings can be configured as explained in Max Connection Settings.

If your database resource limits are lower than the database connections created by the nodes, the nodes will fail to properly start or operate. If you set the number of connections too low, the system will not perform at peak throughput.

Stage 3: Configure Pluggable Database (PDB) Runtime Values

A Pluggable Database (PDB) is a user-created set of schemas, objects, and related structures that appears logically to a client application as a separate database. Do some initial configuration of the PDB to ensure it can meet the performance requirements of the your application, after which you will create new user schemas in the PDB.

If your application requires significantly larger tablespace, Oracle will resize tablespaces on-the-fly, meaning persistence grows gradually over time to fit the size requirements of the application; however, this comes at the expense of performance, as the database regularly performs blocking I/O operations to resize tablespaces, resulting in a volatile system load profile and overall reduced transaction throughput.

Overcome this limitation by pre-allocating new TEMP, USERS and UNDO tablespaces:

SQL> CREATE BIGFILE TEMPORARY TABLESPACE temp_bigfile TEMPFILE '/opt/oracle/oradata/ORCLCDB/ORCLPDB1/temp_bigfile_01.dbf' SIZE 1T AUTOEXTEND ON MAXSIZE UNLIMITED;
SQL> CREATE BIGFILE UNDO TABLESPACE undo_bigfile DATAFILE '/opt/oracle/oradata/ORCLCDB/ORCLPDB1/undo_bigfile_01.dbf' SIZE 1T AUTOEXTEND ON MAXSIZE UNLIMITED RETENTION GUARANTEE;
SQL> CREATE BIGFILE TABLESPACE users_bigfile DATAFILE '/opt/oracle/oradata/ORCLCDB/ORCLPDB1/users_bigfile_01.dbf' SIZE 6T AUTOEXTEND ON MAXSIZE UNLIMITED;

And then reconfigure the PDB to use the new tablespaces by default:

SQL> ALTER DATABASE SET DEFAULT BIGFILE TABLESPACE;
SQL> ALTER DATABASE DEFAULT TEMPORARY TABLESPACE TEMP_BIGFILE;
SQL> ALTER DATABASE DEFAULT TABLESPACE USERS_BIGFILE;
SQL> ALTER SYSTEM SET UNDO_TABLESPACE = UNDO_BIGFILE SCOPE = BOTH;

Change the default retention to 30 minutes, giving better transaction rollback performance, after which you will restart the database:

SQL> ALTER SYSTEM SET UNDO_RETENTION = 1800 SCOPE = BOTH;

General Settings

Max Connection Settings

The storage configuration can further be tuned using the following additional setting:

canton.participants.<service-name>.storage.parameters.max-connections = X

This allows you to set the maximum number of DB connections used by a Canton node. If the value is None or non-positive, the value will be the number of processors. The setting has no effect if the number of connections is already set via slick options (i.e. storage.config.numThreads).

If you are unsure how to size your connection pools, this article may be a good starting point.

Generally, the number of connections should be up to two times the number of CPUs on the database machine.

The number of parallel indexer connections can be configured via

canton.participants.<participant-name>.parameters.ledger-api-server-parameters.indexer.ingestion-parallelism = Y

The number Z of the connections used by the exclusive sequencer writer component is the final parameter that can be controlled.

canton.sequencers.<sequencer-name>.sequencer.high-availability.exclusive-storage.max-connections = Z

A Canton participant node will establish up to X + Y + 2 permanent connections with the database, whereas a domain node will use up to X permanent connections, except for a sequencer with HA setup that will allocate up to 2X connections. During startup, the node will use an additional set of at most X temporary connections during database initialisation.

The number X represents an upper bound of permanent connections and is divided internally for different purposes, depending on the implementation. Consequently, the actual size of the write connection pool, for example, could be smaller. Some of the allotted connections will be taken by the read pool, some will be taken by the write pool, and a single additional connection will be reserved to a dedicated main connection responsible for managing the locking mechanism.

The following table summarizes the detailed split of the connection pools in different Canton nodes. R signifies a read pool, W a write pool, A a ledger api pool, I an indexer pool, RW a combined read/write pool, and M the main pool.

Node Type	Enterprise Edition with Replication	Enterprise Edition	Community Edition
Participant	A = X / 2 R = X / 4 W = X / 4 - 1 M = 1 I = Y	A = X / 2 R = X / 4 W = X / 4 - 1 M = 1 I = Y	A = X / 2 RW = X / 2 I = Y
Mediator	R = X / 2 W = X / 2 - 1 M = 1	N/A	N/A
Sequencer	RW = X	N/A	N/A
Sequencer writer	R = X / 2 W = X / 2 - 1 M = 1	N/A	N/A
Sequencer exclusive writer	R = Z / 2 W = Z / 2	N/A	N/A
Domain manager	R = X / 2 W = X / 2 - 1 M = 1	N/A	N/A
Domain	N/A	RW = X	RW = X

The results of the divisions are always rounded down unless they yield a zero. In that case, a minimal pool size of 1 is ascertained.

The values obtained from that formula can be overridden using explicit configuration settings for the ledger api A, the read R, the write W pools.

canton.participants.<participant-name>.storage.parameters.connection-allocation.num-reads = R-overwrite
canton.participants.<participant-name>.storage.parameters.connection-allocation.num-writes = W-overwrite
canton.participants.<participant-name>.storage.parameters.connection-allocation.num-ledger-api = A-overwrite

Similar parameters exist also for other Canton node types:

canton.sequencers.sequencer.storage.parameters.connection-allocation...
canton.mediators.mediator.storage.parameters.connection-allocation...
canton.domain-managers.domain_manager.storage.parameters.connection-allocation...

Where a node operates a combined read/write connection pool, the numbers for R and W overwrites are added together to determine the overall pool size.

The effective connection pool sizes are reported by the Canton nodes at startup.

INFO  c.d.c.r.DbStorageMulti$:participant=participant_b - Creating storage, num-reads: 5, num-writes: 4

Queue Size

Canton may schedule more database queries than the database can handle. As a result, these queries will be placed into the database queue. By default, the database queue has a size of 1000 queries. Reaching the queueing limit will lead to a DB_STORAGE_DEGRADATION warning. The impact of this warning is that the queuing will overflow into the asynchronous execution context and slowly degrade the processing, which will result in less database queries being created. However, for high performance setups, such spikes might occur more regularly. Therefore, to avoid the degradation warning appearing too frequent, the queue size can be configured using:

canton.participants.participant1.storage.config.queueSize = 10000

Backup and Restore

It is recommended that your database is frequently backed up so that the data can be restored in case of a disaster.

In the case of a restore, a participant can replay missing data from the domain as long as the domain’s backup is more recent than that of the participant’s.

Order of Backups

It is important that the participant’s backup is not more recent than that of the domain’s, as that would constitute a ledger fork. Therefore, if you back up both participant and domain databases sequentially, the following constraints apply:

• If you run a composite domain node, always back up the participant database before the domain.
• If you run different nodes of the domain separately (sequencer, mediators, domain topology manager):
  • Back up the mediators, the domain manager, and participants before the sequencer; otherwise, they may not be able to reconnect to the sequencer (ForkHappened). The relative order of mediators, domain topology manager, and participants does not matter.
  • On a permissioned domain, make sure no participant is registered with the domain topology manager between the backup of the domain topology manager and the backup of the sequencer. Otherwise, the participant may not work correctly after the recovery.

If you perform a complete system backup in a single step (for example, using a cloud RDS), make sure no component writes to the database while the backup is in progress.

If you are using a domain integration such as Fabric or Besu, back up the sequencer node before backing up the underlying domain storage (e.g. Besu files).

In case of a domain restore from a backup, if a participant is ahead of the domain the participant will refuse to connect to the domain (ForkHappened) and you must either:

• restore the participant’s state to a backup before the disaster of the domain, or
• roll out a new domain as a repair strategy in order to recover from a lost domain

The state of applications that interact with participant’s ledger API must be backed up before the participant, otherwise the application state has to be reset.

Restore Caveats

When restoring Canton nodes from a backup, the following caveats apply due to the loss of data between the point of backup and latest state of the nodes.

Incomplete Command Deduplication State

After the restore, the participant’s in-flight submission tracking will be out of sync with what the participant has sent to the sequencer after the backup was taken. If an application resubmits a duplicate command it may get accepted even though it should have been deduplicated by the participant.

This tracking will be in sync again when:

• the participant has processed all events from the sequencer, and
• no queue on the sequencer includes any submission request of a transfer/transaction request from before the restore that could be sequenced again

Such submission requests have a max sequencing time of the ledger time plus the ledger-time-record-time-tolerance of the domain. It should be enough to observe a timestamp from the domain that is after the time when the participant was stopped before the restore by more than the tolerance. Once such a timestamp is observed, the in-flight submission tracking is in sync again and applications can resume submitting commands with full command deduplication guarantees.

Application State Reset

If the application’s state is newer than the participant’s state, either because the application was backed up after the participant or because the application is run by a different organization and wasn’t restored from a backup, then the application state has to be reset. Otherwise the application has already requested and processed transactions that were lost by the participant due to the gap between when the backup was taken and when the node disaster happened.

This includes all applications that are ledger API clients of the participant, including the JSON API server.

Private Keys

Assume a scenario in which a node needs to rotate its cryptographic private key, which is currently stored in the database of the node. If the key rotation has been announced in the system before a backup has been performed, the new key will not be available on a restore, but all other nodes in the system expect the new key to be used.

To avoid this situation, perform the key rotation steps in this order:

1. Generate the new private key and store it in the database
2. Back up the database
3. Once the backup is complete, revoke the previous key

Postgres Example

If you are using Postgres to persist the participant or domain node data, you can create backups to a file and restore it using Postgres’s utility commands pg_dump and pg_restore as shown below:

Backing up Postgres database to a file:

pg_dump -U <user> -h <host> -p <port> -w -F tar -f <fileName> <dbName>

Restoring Postgres database data from a file:

pg_restore -U <user> -h <host> -p <port> -w -d <dbName> <fileName>

Although the approach shown above works for small deployments, it is not recommended in larger deployments. For that, we suggest looking into incremental backups and refer to the resources below:

• PostgreSQL Documentation: Backup and Restore
• How incremental backups work in PostgreSQL

Database Replication for Disaster Recovery

Synchronous Replication

We recommend that in production at least the domain should be run with offsite synchronous replication to assure that the state of the domain is always newer than the state of the participants. However to avoid similar caveats as with backup restore the participants should either use synchronous replication too or as part of the manual disaster recovery failure procedure the caveats have to be addressed.

A database backup allows you to recover the ledger up to the point when the last backup was created. However, any command accepted after creation of the backup may be lost in case of a disaster. Therefore, restoring a backup will likely result in data loss.

If such data loss is unacceptable, you need to run Canton against a replicated database, which replicates its state to another site. If the original site is down due to a disaster, Canton can be started in the other site based on the replicated state in the database. It is crucial that there are no writers left in the original site to the database, because the database mechanism used in Canton to avoid multiple writers and thus avoid data corruption does not work across sites.

For detailed instructions on how to setup a replicated database and how to perform failovers, we refer to the database system documentation, e.g. the high availability documentation of PostgreSQL.

It is strongly recommended to configure replication as synchronous. That means, the database should report a database transaction as successfully committed only after it has been persisted to all database replicas. In PostgreSQL, this corresponds to the setting synchronous_commit = on. If you do not follow this recommendation, you may observe data loss and/or a corrupt state after a database failover. Enabling synchronous replication may impact the performance of Canton depending on the network latency between the primary and offsite database.

For PostgreSQL, Canton strives to validate the database replication configuration and fail with an error, if a misconfiguration is detected. However, this validation is of a best-effort nature; so it may fail to detect an incorrect replication configuration. For Oracle, no attempt is made to validate the database configuration. Overall, you should not rely on Canton detecting mistakes in the database configuration.